1975
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Carl Acebes founds Rochdale Securities Corporation, an investment research boutique focusing on unique company research. The firm is headquartered at 120 Broadway in the heart of New York City's financial district.
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1986
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Rochdale Investment Management Inc. is formed serving as an investment advisor and broker dealer.
Garrett R. D'Alessandro joins the firm.
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1990s
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Rochdale establishes an industry-leading private client investment management firm focused on partnering with independent financial advisors and CPAs to solely serve high net worth clients.
Rochdale pioneers the use of Barra in portfolio optimization for private clients.
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1994
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Our San Francisco office opens.
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1997
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Rochdale relocates to 570 Lexington Avenue, a historic building in midtown Manhattan.
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1998
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Rochdale Investment Trust, Rochdale’s family of mutual funds, is established.
Launch of Rochdale Atlas Fund, an international equity fund, and the Rochdale Magna Fund, a large cap core fund.
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1999
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Our mutual fund family expands to provide full flexibility in asset class implementation. Funds include the Rochdale Large Growth, Large Value, and Intermediate Fixed Income funds.
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2000
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GalaxyTM, a proprietary portfolio management program that brings sophisticated institutional portfolio analysis to the high net worth client segment is created. Galaxy becomes an industry-leading multi-asset class allocation diagnostic system.
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2001
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Rochdale pioneers the creation of volatility zones for segmenting client portfolio exposures. We develop risk management techniques to the high net worth client segment through implementation of volatility thresholds for client portfolios.
Rochdale Investment Management LLC becomes the registered investment advisor and RIM Securities is established as a broker dealer for client accounts.
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2002
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High Dividend & Income strategy for private clients is formally introduced.
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2003
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Rochdale achieves $1 billion in assets under management.
Our Richmond office opens.
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2004
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Rochdale Offshore Investment Management is established to provide comprehensive, tax-compliant investment services to high net worth clients utilizing our offshore affiliations.
The next generation of GalaxyTM, with more comprehensive capabilities for portfolio management, is introduced.
Rochdale launches a global macro offshore hedge fund.
Our Florida office opens.
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2005
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Our GalaxyTM Asset Allocation Platform (GAAP) is offered to independent broker dealers to provide fee-based mutual fund asset allocation portfolios.
Acebes, D'Alessandro, and Associates, LLC, organizes as the holding company for Rochdale Investment Management and related entities.
Acebes, D’Alessandro, and Associates, LLC, establishes Symphonic Financial Advisors LLC and Symphonic Securities LLC.
Rochdale Investment Management licenses GAAP to Symphonic Financial Advisors.
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2006
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Rochdale achieves $2 billion in assets under management.
Rochdale launches a multi-strategy offshore hedge fund.
Rochdale Investment Trust, Rochdale’s family of mutual funds, achieves $500 million in fund assets.
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2007
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Rochdale establishes FCA Rochdale, a division of Rochdale Investment Management providing comprehensive financial planning to select clients.
Rochdale creates an industry-leading low volatility SEC-registered multi-manager, multi-strategy hedge fund, the Rochdale Core Alternative Strategies Fund.
Federated Investors, Inc. acquires the Rochdale Atlas Fund.
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2008
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Our Dallas office opens.
Rochdale Investment Management receives an “Award of Excellence” in the Fifth Annual CPA Wealth Provider Financial Planning Awards.
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2009
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Rochdale creates a proprietary, Cayman Island based, single manager trade finance fixed income fund.
Rochdale launches the Rochdale Fixed Income Opportunities Fund, a fixed income fund investing across a spectrum of higher risk, higher yielding fixed income assets.
Rochdale launches a high yielding fixed income fund capitalizing on structured legal settlements and insurance claims assets.
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2010
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Rochdale achieves $3 billion in assets under management.
Rochdale launches fund that seeks to capitalize on non-correlated alternative strategies in life settlement assets.
Rochdale launches new website.
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2011
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Rochdale achieves $4 billion in assets under management.
Our mutual fund family expands to provide full flexibility in asset class implementation with the addition of the Rochdale Emerging Markets Fund.
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