Align Interests with Private Clients

Rochdale is owned by its employees; as a result, the Founder, Chief Officers and other Senior Executives are actively engaged in all aspects of the firm’s management. We fundamentally believe that they set the tone for the ethical behavior of all our employees. We have a strong set of policies and practices that emphasize what is expected of ethical conduct. Rochdale provides all managers and registered employees with training and education on these matters.

Rochdale is only in the investment management business. We are not engaged in investment banking or proprietary trading activities which often creates conflicts.

Rochdale does not structure our employees compensation plans to incent activity in client accounts. Instead employees are compensated on the value of our client portfolios.

Our relationships with Advisors & CPA’s are of extreme importance in monitoring our activities and decisions, thus providing oversight by a qualified professional.